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The Sri Shankara Lineage

Sri Gauḍapāda

Grand-guru of Sri Adi Shankara

c. 6th century CE · The Sri Shankara Lineage

Sri Gauḍapāda
Sri Gauḍapāda
When
Sixth to seventh century, before Sri Śaṅkara
Born
North India; the tradition places him on the banks of the Narmadā
Where the life was lived
North India. The tradition places him on the banks of the Narmadā, and Sri Śaṅkara's own line of teachers runs through him.
What is left of it
The Māṇḍūkya Kārikā — 215 verses in four chapters on the twelve mantras of the Māṇḍūkya Upaniṣad, which Sri Śaṅkara later commented upon.

Gave Advaita its first systematic argument: that waking, dream and deep sleep are three sets of evidence about one experiencer, and that what is present in all three is what is real.

The India he was born into

Nothing certain is known about his life, and it is better to say so at the start than to pretend otherwise. What is known is a text — the two hundred and fifteen verses called the Māṇḍūkya Kārikā, or Gauḍapāda Kārikā, or Āgama Śāstra — and a place in a lineage: Sri Śaṅkara, at the end of his commentary on those verses, bows to "the teacher of my teacher", and the tradition has always understood that teacher to be Gauḍapāda, the guru of Govinda Bhagavatpāda, who was Śaṅkara's own guru. Scholars who have tried to date the Kārikā from its language and its arguments have placed it most often in the sixth century, some earlier, some a little later; Sri Śaṅkara lived in the eighth. The tradition's own reckoning, which counts teacher-to-disciple, puts him two generations before Śaṅkara. Either way, he belongs to the India of the Gupta empire's afterglow: a country of great monasteries and greater debates, in which the schools that had grown up since the Buddha — the Buddhist Mādhyamika and Yogācāra, the Sāṃkhya, the Vaiśeṣika, the logicians of Nyāya, the ritualists of Mīmāṃsā — were arguing about the nature of the world with a rigour India has never since surpassed. The Kārikā is a document of that argument. Its author had read the Buddhists closely, borrowed their vocabulary when it served, and used it to say something the Buddhists did not say.

His name is the only clue to his origin. "Gauḍa" was the name of a region — roughly northern and western Bengal, around the later city of Gaur — and "Gauḍapāda" may mean simply "the revered one from Gauḍa", as "Draviḍa" in Śaṅkara's writings means someone from the Tamil country. Sri Sureśvara, Śaṅkara's disciple, quotes a verse of the Kārikā in his Naiṣkarmya Siddhi and attributes it to "the Gauḍa"; that is the earliest independent witness to the name and it suggests the regional reading. The medieval commentator Ānandagiri adds that Gauḍapāda practised austerities at Badarikāśrama, the shrine of Nārāyaṇa in the high Himalaya, and received the teaching there. That is tradition rather than history, and this page treats it as such. Everything else — the dates, the places on the map below, the picture of a man — is reconstruction, offered with that warning.

Where the life was lived

The map shows the two places tradition attaches to him: the Gauḍa country in Bengal, from which his name is thought to come, and Badarikāśrama in the Himalaya, where Ānandagiri says he did his practice. A third pin marks Oṃkāreśvara on the Narmadā, where the tradition places his disciple Govinda, and through Govinda the meeting with Śaṅkara that carried the Kārikā forward. Treat all three as traditional, not documented.

Where tradition places him — in present-day IndiaGauḍa: The region his name is thought to point to — northern Bengal, around the later city of Gaur. Traditional, not documented; Badarikāśrama: Where Ānandagiri says he practised austerities and received the teaching. Tradition only; Oṃkāreśvar: Where tradition places his disciple Govinda Bhagavatpāda on the Narmadā, and through him the meeting with ŚaṅkaraNew DelhiMumbaiKolkataChennaiBengaluruHyderabad1Gauḍa2Badarikāśrama3Oṃkāreśvar

Present-day India. Nothing about Gauḍapāda’s life is documented; the three places are those tradition attaches to him — the Gauḍa country from which his name may come, Badarikāśrama where Ānandagiri places his practice, and the Narmadā where his disciple Govinda is placed. No route is drawn because none is known.

  1. 1Gauḍa (West Bengal) — The region his name is thought to point to — northern Bengal, around the later city of Gaur. Traditional, not documented
  2. 2Badarikāśrama (Uttarakhand) — Where Ānandagiri says he practised austerities and received the teaching. Tradition only
  3. 3Oṃkāreśvar (Madhya Pradesh) — Where tradition places his disciple Govinda Bhagavatpāda on the Narmadā, and through him the meeting with Śaṅkara

The smallest Upaniṣad

To see what he did, you have to see what he was working with. The Māṇḍūkya Upaniṣad is the shortest of the principal Upaniṣads: twelve prose sentences, which can be read aloud in two minutes. It belongs to the Atharva Veda, and it does two things. It takes the syllable Oṃ — a-u-m and the silence after — and it takes the three states everyone lives through every day — waking, dreaming and dreamless sleep — and it lays them side by side. Waking is the letter a. Dream is the letter u. Deep sleep is the letter m. And the fourth, which is not a state but the awareness in which the three appear and disappear, is the silence in which the syllable ends. The Upaniṣad calls this fourth turīya, "the fourth", and says of it, in the seventh sentence, what it is not: not inward-knowing, not outward-knowing, not both, not a mass of knowing, not knowing, not unknowing; unseen, beyond dealings, ungraspable, without mark, unthinkable, unnameable; the essence of the one Self, the cessation of the world, peaceful, benign, non-dual. "That is the Self; that is to be known."

The Upaniṣad states this and stops. It does not argue. Gauḍapāda's Kārikā is the argument — the first sustained attempt anyone made to show, by reasoning that a person of any school could follow, that the Upaniṣad's twelve sentences are not poetry but a description of how things are. The tradition later said of the Māṇḍūkya that it alone is sufficient for liberation. It is Gauḍapāda who made that claim defensible.

The four chapters, and what each one does

The Kārikā is in four chapters, and the chapters ascend. The first, the Āgama Prakaraṇa, "the chapter on scripture", in twenty-nine verses, follows the Upaniṣad closely — its verses are interleaved with the Upaniṣad's sentences in the traditional text — and lays out the three states, the three letters and the fourth. Its central move is to show that turīya is not a fourth thing alongside the other three but what the three have in common: the awareness that is there in waking, there in dream, there in the blankness of sleep, and does not change while they change. The chapter ends with Oṃ as the means: "one who knows Oṃ, which is without measure and of infinite measure, the cessation of duality, the benign — that one is a sage, and no other."

The second chapter, Vaitathya, "unreality", in thirty-eight verses, takes the boldest step in the book, and it takes it with an argument anyone can test. Look at a dream. While it lasts, its objects are as solid as these; you run from the tiger and your heart pounds; and on waking, the whole thing — tiger, forest, your pounding heart in the dream — is seen to have been nothing but mind, occupying no space, lasting no time, produced by nothing and destroyed by nothing. Now, Gauḍapāda says, ask what distinguishes the waking world from that. Its objects too are known only in consciousness. It too has a beginning and an end — it is not there in sleep. It too is "seen" — and, he says in the verses the tradition quotes most, "what is not at the beginning and not at the end is not in the middle either." The waking world is like the dream not in being a hallucination — he does not say that — but in being wholly dependent on the awareness in which it appears, and in having no being apart from it. He then lists, in a passage that reads like a survey of India's philosophies, the things people have taken the ultimate to be — the elements, the qualities, the categories, time, the directions, the gods, the mind, the void — and says, of all of them, that each is a way of grasping the one Self through a particular idea, and that the Self is none of them. The chapter ends with the famous negation of all four possible views of origination and with the verse the whole of Advaita has taken as its summary: there is no dissolution, no arising, no one bound, no one practising, no one seeking liberation, no one liberated — that is the highest truth.

The third chapter, Advaita, "non-duality", in forty-eight verses, turns from what the world is to what the Self is, and defends non-duality against the obvious objection: if the Self is one, why are there so many of us? His answer is the image the tradition has used ever since. Space is one; the space inside a pot is not a piece cut out of it; when the pot breaks, no space is joined to space. The jīvas, the individual selves, are like the pot-spaces — differences in the containers, not in what they contain. Birth and death are the pot's, not the space's. The chapter then does two things that later Advaita never abandoned. It shows that the Upaniṣads' passages about creation are not history — they are a teaching device, a way of leading the mind from the many to the one, "like the story of the clay and the pots" — so that scripture does not contradict reason. And it argues, from the Upaniṣads' own words and from logic, for ajāti, non-origination: that nothing that truly is ever comes into being, because what comes into being from what was not is impossible, and what comes into being from what already was has not come into being at all. The last verses of the chapter describe the yoga of the mind that sees this — the mind that "does not sink into sleep and is not scattered", that is "without support", that has become Brahman — and end with the line that the whole of the later tradition treats as the definition of the goal: the knower of the Self, whose mind is stilled, is "the fearless Brahman".

The fourth chapter, Alātaśānti, "the quenching of the firebrand", in a hundred verses, is the most difficult, the most argued over, and the most brilliant. Here Gauḍapāda goes into the Buddhist schools on their own ground, using their terms and their examples, and comes out the other side. The firebrand of the title is his central image. Whirl a burning stick in the dark and you see a circle of fire, a line, a shape; the shapes seem to be there; but nothing has come from the firebrand, nothing has gone back into it, and when the stick is still there is only the one point of light. So with consciousness: the world of objects that seems to move and change in it is the "vibration" of consciousness itself, and when consciousness is known as it is, nothing has been produced and nothing has been destroyed. The chapter salutes, in its opening verse, "the best of bipeds, who knew by a knowledge like space the things known, which are also like space" — a verse the Buddhists claimed and the Advaitins read as addressed to Nārāyaṇa — and it ends by saluting the state that is "hard to see, very deep, unborn, uniform, fearless, beyond the many", to which "we bow, according to our power".

The argument he made, put plainly

Take the book's whole argument at once, and it is this. You have three states and no fourth thing; the fourth is what is present in all three and is not a state. In the dream state you learn, every night, that a whole world with its own space and time can appear in awareness, seem wholly real while it lasts, and vanish without trace. Nothing in the waking state proves that it is different in kind — only that it is more stable, and stability is a matter of degree. Therefore the waking world too is an appearance in awareness, dependent on it and without existence apart from it. But awareness itself is not an appearance; it is not produced, it does not change, it is not divided by the things that appear in it, any more than space is divided by pots. Therefore the Self — which is that awareness, yours, now — is unborn, undivided, unchanging and one. And since the Self never came into being, the bondage it seems to be in never came into being either, and liberation is not a change to be brought about but a fact to be recognised. Hence the verse: no dissolution, no arising, no one bound, no one liberated. Not because nothing matters, but because the one who would be bound or freed was never a separate thing.

Notice how little he asks you to accept on authority. Dreams you have had. Sleep you have had. The difference between a state and the awareness of a state you can check by attending to the next time you wake up. The firebrand you can whirl. Sri Śaṅkara's later Advaita rests, at every crucial point, on scripture read by reason; Gauḍapāda's rests on reason confirmed by scripture. That is why the tradition has treated the Kārikā as the door: it lets in the person who has not yet learned to trust the Upaniṣads, and shows them why they might.

Asparśa-yoga: the yoga without contact

He gave the tradition one practice, and a name for it. Asparśa-yoga, "the yoga of no touch", is described in the third chapter and again in the fourth: it is the discipline in which the mind is not brought to rest on any object — not on a form, not on a mantra, not on the breath, not on bliss — but is left free of all contact, resting in the awareness that knows objects, until it "becomes Brahman". He describes it as "hard for all yogis to attain", and says with disarming honesty that "yogis are afraid of it, seeing fear where there is no fear", because a mind with nothing to hold feels as if it is falling. He gives the method in four verses that later Advaita treats as its whole instruction on meditation: when the mind sinks into sleep, wake it; when it is scattered, bring it back; when it becomes calm but still tinged with desire, know that; when it is even, do not disturb it. Do not taste the bliss; be unattached to it, by discrimination. The mind that has reached this, unmoving, without sign, is Brahman. It is the practice that Sri Ramaṇa, twelve centuries later, was teaching to visitors in a hall in Tiruvaṇṇāmalai, and the two descriptions can be laid side by side.

The difficulties, which the text does not hide

Three difficulties have followed the Kārikā for fourteen hundred years, and the tradition has never pretended they were not there.

The first is the Buddhist question. The fourth chapter uses Buddhist terminology — the firebrand analogy, the term "consciousness" in a Yogācāra sense, the fourfold negation of the Mādhyamikas, even the salutation to the "best of bipeds" — so freely that some scholars have called its author a Buddhist and some have called the chapter a Buddhist text absorbed into Vedānta. The tradition's answer, made by Śaṅkara in his commentary and by the modern scholar T. M. P. Mahadevan in his study of Gauḍapāda, is that he used the Buddhists' tools because they were the best tools available for showing that the world is not what it seems, and then parted from them at the one point that matters: the Buddhists said the seen world is empty and stopped there; Gauḍapāda said it is empty because it appears in a Self that is full, and that Self is the Upaniṣads' Brahman. The chapter's last verses say exactly this — "this was not spoken by the Buddha" — and the argument is in the text itself, not only in its defenders.

The second is the charge of making the world a dream. Gauḍapāda does say that waking and dream are alike, and readers have taken it to mean that nothing is real and nothing matters. That is not what the text says. It says the world is like a dream in the specific respect of being dependent on awareness, and it is precisely as careful as the later tradition about the practical consequences: the whole of the third chapter's yoga assumes a person who must discipline a mind, and the whole of the book assumes a teacher and a student who are not the same person until the teaching is finished. What he denies is that the world has being apart from the Self. What he affirms is that the Self — which includes, as appearance, everything you are looking at — is real.

The third is the authorship of the commentary. The commentary on the Kārikā that comes down under Śaṅkara's name has been doubted by some scholars and defended by others, and the question is not settled. The tradition has never doubted it, and the commentary's closing salutation to the "teacher of my teacher" is its best evidence for the lineage. This page follows the tradition, and says so.

What he built

He built no institution and left no disciples but one, and through that one, everything. The Advaita that Sri Śaṅkara systematised — with its three levels of reality, its careful use of "superimposition", its insistence that scripture and reason agree — is a working out of positions that are already in the Kārikā: the world as appearance dependent on awareness; the Self as unborn and one; creation as a teaching device; the four states; the meditation without object; and, above all, the conviction that liberation is knowledge and not an event. Later Advaita added machinery to protect those positions in debate. It did not change them.

He also left the tradition its habit of arguing. The Kārikā is the earliest Vedānta text that reasons with opponents rather than merely quoting at them, and everything from Śaṅkara's commentaries to Sri Vidyāraṇya's Pañcadaśī to the debates of Sri Madhusūdana Saraswatī inherits that habit. When you read a later Advaitin taking the Buddhist or the Sāṃkhya apart clause by clause, you are reading Gauḍapāda's method.

The sayings, and what they were for

"There is no dissolution, no origination; no one in bondage, no one practising; no one seeking liberation, no one liberated. This is the highest truth."

Māṇḍūkya Kārikā 2.32.

"What does not exist at the beginning and at the end does not exist in the middle either. Things are like illusions, yet they are treated as if they were not illusions."

Māṇḍūkya Kārikā 2.6 and 4.31.

"As space is enclosed in pots, so the Self exists as the individual souls. Their birth is like the birth of pots, and their variety is like the variety of pots."

Māṇḍūkya Kārikā 3.3–4.

"When the mind does not sink into sleep and is not scattered, when it is motionless and without appearance — then it has become Brahman."

Māṇḍūkya Kārikā 3.46.

"This yoga called 'touchless' is hard for all yogis to attain. The yogis are afraid of it, seeing fear where there is no fear."

Māṇḍūkya Kārikā 3.39.

"Having known the state that is hard to see, very deep, unborn, uniform, fearless, beyond the many — we bow to it according to our power."

Māṇḍūkya Kārikā 4.100, the last verse.

The sayings are for use. The verse on non-origination is the whole of the book in a line, meant to be repeated until it stops sounding like a denial of the world and starts sounding like a description of the Self. The verse on the pots is for the moment the question "then why are there so many of us?" arises. The verse on the mind that does not sleep and is not scattered is an instruction for the cushion. Read them as tools, not as conclusions.

The books, and how to read them

There is one book, and it is short. The Māṇḍūkya Upaniṣad with Gauḍapāda's Kārikā and Śaṅkara's commentary, in Swami Nikhilānanda's translation from the Ramakrishna Order, is the standard English edition; it prints the Upaniṣad's sentences, the verses, and the commentary in order, and can be read in a week. Read the Upaniṣad's twelve sentences first, on their own, several times. Then read the first chapter of the Kārikā with the commentary, slowly. Then the second chapter without the commentary, arguing with it as you go — that is what it is for — and then with. Leave the fourth chapter until you have read the third twice; it assumes everything the third establishes. Swami Gambhīrānanda's translation of the Upaniṣad with the commentary, in the Order's Eight Upaniṣads, is the alternative. T. M. P. Mahadevan's Gauḍapāda: A Study in Early Advaita, from the University of Madras, is the scholarly account of the man and the text, and the place to go for the questions of date, authorship and the Buddhist debt. Swami Chinmayānanda's and Swami Dayānanda's classes on the Māṇḍūkya, and Swami Sarvapriyānanda's lecture series on it, are the modern oral tradition and are listed under Videos.

The timeline, plainly

  • Before the Kārikā — the Māṇḍūkya Upaniṣad, twelve prose sentences of the Atharva Veda, on Oṃ and the four states; date unknown, later than the great early Upaniṣads.
  • c. 5th–6th century CE (scholars); two generations before Śaṅkara (tradition) — Gauḍapāda composes the two hundred and fifteen verses of the Kārikā in four chapters. His name suggests an origin in Gauḍa, in Bengal; Ānandagiri places his austerities at Badarikāśrama.
  • Same period — his disciple Govinda Bhagavatpāda, whom tradition places at Oṃkāreśvara on the Narmadā.
  • 8th century — Sri Śaṅkara, Govinda's disciple, writes the commentary on the Kārikā that the tradition attributes to him, and bows at its close to "the teacher of my teacher".
  • 8th century — Sri Sureśvara quotes the Kārikā in the Naiṣkarmya Siddhi and attributes the verse to "the Gauḍa" — the earliest independent witness to the name.
  • 13th–14th century — Ānandagiri's gloss on the commentary records the traditions about his life.
  • 1952 — T. M. P. Mahadevan's Gauḍapāda: A Study in Early Advaita, University of Madras, the standard modern study.

For the seeker now

He is the teacher on this site for people who want to be argued into the truth rather than told it. The Kārikā asks you to accept nothing you have not yourself experienced — dreams, sleep, waking, the difference between them and the awareness in which they occur — and reasons from there to the conclusion that the whole tradition is built on. If the devotional teachers on this site leave you unmoved and the ritual ones seem beside the point, start here. The book is short, the argument is tight, and the practice it describes — leaving the mind with nothing to hold, and not being afraid — is the one the tradition has always regarded as the direct road.

He is also the teacher for people who are worried about the Buddhist question, because he faced it first and most openly. Read the fourth chapter and you will see a man who has understood the strongest rival to his position from the inside, taken from it whatever is true, and shown exactly where it stops short. That is how the tradition has always wanted its students to treat other views, and it learned the method from him.

A note on the pictures and the dates

No portrait of Gauḍapāda exists or is attempted here; nothing is known of his appearance. His date is given as scholars give it, with the tradition's own reckoning alongside; the places on the map are those tradition attaches to him and are not documented history. Verse numbers follow the standard text of the Kārikā as printed in Swami Nikhilānanda's edition; translations are close renderings of that text and are not quotations from any single translator. The map is drawn on present-day coordinates.